Horus Gets In Gear
Thomas Kuhn's Theory
Thomas Kuhn's The Structure of
Scientific Revolutions has been by far the most important
and influential theory of the history of science since its
publication in 1962. Kuhn's theory wholly revised the
framework of debate among professional historians of science.
It displaced, even if it did not immediately vanquish, the
positivistic interpretation of science as the basic
understanding of science. It destroyed the philosophy of
science as a valid scholarly undertaking. It opened pathways
for historians to utilize the work of anthropologists and
sociologists in studying the history of science. It provided
a suite of critical methodologies for historians to challenge
scientists' own accounts of their work.
Kuhn distinguished between two kinds of science - normal
science and crisis (or revolutionary) science. Normal science
is science pursued by a community of scientists who share a
paradigm. Revolutionary science is not. A paradigm is a
consensus among a community of practicing scientists about
certain concrete solutions - called "exemplars" -
to central problems of their field. Their consensus is based
on commitment to the paradigm. The commitment is derived from
their training and their values; it is not the result of
critical testing of the paradigm. Normal science is
intellectually isolated from "outside" influences,
including the paradigms of other scientific fields and
nonscientific events and values. Commitment to their paradigm
gives a powerful "normality" to the paradigm,
enabling scientists to disregard phenomena that appear to
contradict it-"anomalies."
A central feature of Kuhn's theory of normal science
involves his solution to a problem in the phenomenology of
science. Normal scientists do not study nature directly. They
study phenomena in nature as defined by the paradigm, that
is, as represented to them through their instruments, their
methods, and their beliefs, all based on the paradigm. The
problem is how the "phenomenological field" shared
by the scientists is constructed. Ordinarily, we think of
phenomenology as characteristic of the individual
consciousness. Since consciousness is not directly accessible
or shared between persons, a "social phenomenology"
should be, one would expect, impossible. Kuhn argues,
however, that the scientists who share a paradigm also share
a socially based phenomenology-almost as if they participated
in the apparently impossible "group consciousness."
Individual consciousness is derived from conflict or
contradictory experience. The consciousness of each of us
individuates as our experience comes into conflict with or is
contradicted by other experience. I know that I am not you,
so to speak, because you are not doing what I am doing. The
paradigm creates a field of social experience that is the
same for all its practitioners. This similarity of experience
eliminates the conflict that separates the phenomena of my
consciousness from the phenomena of some one else's
consciousness. The result of scientific training and
commitment to the paradigm is that scientists feel they are
dealing with (and technically they are) "objective"
phenomena. Although "science" is relative to the
paradigms, science is objective. The way in which I have
described the construction of a social phenomenology based on
a paradigm makes the social phenomenology sound like a
psychological trick. Kuhn did not intend it to be taken that
way. He intended that the social phenomenology be taken as
parallel to individual phenomenology.
Critics of Kuhn's theory argued that the theory meant that
no idea in a paradigm can ever be tested and refuted. As a
result, scientific knowledge cannot progress. From one point
of view, this criticism is correct. Scientists committed to a
paradigm do not refute it. But this does not mean that no
scientists oppose it, or that paradigms are not rejected, or
that progress cannot occur. Rejection of a paradigm (let's
call it the "old" paradigm) comes during a crisis
in science. A crisis is generated when scientists who do not
believe in a particular paradigm are unable to accept the
"anomalous" status of the anomalies of the old
paradigm and offer up a competing paradigm (the
"new" paradigm). They base their new paradigm on
the "anomalies" of the old paradigm, by taking the
"anomalies" as the "real" phenomena. For
the practitioners of the new paradigm, the anomalies of the
old paradigm are normal. They are the exemplars of the new
paradigm.
Why do some scientists not accept the old paradigm's
anomalies as simply anomalous? Kuhn says they have different
values. In the history of Copernicanism, Kuhn's strongest
example, practitioners of the old Ptolemaic paradigm were
willing to accept heuristic mathematical devices, though one
of these (the equant point) could logically not exist in
reality, for their practical computational usefulness.
Copernican adherents held a mystical neo-Platonic view of the
cosmos. They believed that astronomical mathematics had to
have some corresponding physical reality. They therefore
rejected the Ptolemaic astronomy that used the equant. A
sun-centered astronomy would enable the Copernicans to use
only mathematics that could logically exist in reality.
The old paradigm is never "refuted" by the new
paradigm. Since the two paradigms have different
phenomenological fields, the crucial tests of the new
paradigm do not directly pertain to the phenomena of the old
paradigm. The new paradigm is "incommensurable"
with the old paradigm. The victory of the new paradigm over
the old is social, not intellectual. The new paradigm
replaces the old paradigm, if it can get more scientists
trained, if it can get more funding, if it produces more
practical results, for instance, than the old paradigm. Thus,
according to Kuhn, science does not progress by the
refutation of "wrong" theories and the accumulation
of "true" facts. It progresses by paradigm
replacement, that is, by scientific revolution. Kuhn sees
paradigm replacement as genuine progress in science, even if
it is not the kind of progress the positivistic
interpretation of science wanted. In competition between
paradigms, scientists usually bring at least one important
criterion to choosing between them: which paradigm explains
more phenomena. Although the paradigms may explain different
phenomena, one paradigm will explain more of its own
phenomena. Having more to explain, that paradigm makes more
work for scientists. Making more work for scientists is an
affirmation of the scientific enterprise itself, and hence
scientists will usually choose to believe in a paradigm that
gives them more to do as scientists. Given the dependence of
science on social funding, most scientists also will
gravitate to paradigms that produce more social benefits.
Over time, therefore, science evolves to become the kind of
science that most benefits the scientists and their society.
Most scientists and their supporters will see this as
progress.
Kuhn's theory of the history of science provides a way to
see science as related to the large sweep of history. The
appearance of new scientific values occurs because of changes
in the large historical world in which science exists, along
with, e.g., economics, religion, politics, and nation-states.
Scientists hold new scientific values for nonscientific
reasons. Major social and cultural changes in history affect
science through the creation of new scientific values. These
values will in turn generate new paradigms that construct new
"phenomenological fields." Thereby, the
epistemology, theory, and factual content of science are
related to changes in great historical epochs.
For scientists, one of the problems with Kuhn's
interpretation of science is that they were not taught, when
being trained as scientists, that science progressed by
paradigm replacement. Scientists are taught that science
progresses by accumulation of true facts and refutation of
erroneous theories. From Kuhn's point of view, this training
is a falsification of what actually happens in the history of
science. Scientists are not taught a Kuhnian version of their
own history, because crisis science-as described by
Kuhn-requires a fundamental criticism of the old paradigm. A
critical mentality subverts commitment to the paradigm. If
scientists were trained to have a critical mentality toward
their paradigm, the social phenomenology of the field could
never be constructed, since it requires commitment (not
criticism), and the scientific enterprise would collapse. So
in their training, scientists are taught a "rational
reconstruction" of the history of science. The story of
the changing paradigms of science is rewritten to make it
appear as if science unfolded by logical deduction, and
accumulation of verified hypotheses and facts, out of true
theories. Kuhn believes that one of the genuine
characteristics of science, distinguishing it from other
forms of scholarship, such as literary criticism and history,
and from the arts, such as painting, is that it can be
rationally reconstructed. The history of the nonscientific
fields and the arts cannot be recast into logical deductive
form. This characteristic is an indication that science is
intellectually special and prevents it from being simply
interpreted, as, for instance, we interpret political texts.
For Kuhn, only historians can reconstruct the history of
science as it actually happened. The methods needed to
understand the history of science are the critical methods
that historians are ordinarily trained to use. Historical
reconstruction, unlike rational reconstruction, is an
exercise in criticism. Historians are trained to think of
history in terms of historical epochs. They relate the
appearance of new social and cultural phenomena to the unique
characteristics of the epoch. The assumption that novelty is
related to the unique characteristics of the epoch is called
"historicism." From Kuhn's point of view, science
has a historicist character.
References: Kuhn
Thomas S. Kuhn, The Structure of
Scientific Revolutions, First edition 1962, revised
edition (Chicago: The University of Chicago Press, 1970).
References: Studies
Barnes, Barry. T. S. KuhnKuhn, T.
S. and Social Science. New York: Columbia University
Press, 1982.
Cohen, I. Bernard. Revolution in
Science (Cambridge: The Belknap Press of Harvard
University Press, 1985).
Especially. Part I, "Science and Revolution."
Gutting, Gary, Editor. Paradigms and
Revolutions: Appraisals and Applications of Thomas Kuhn's
Philosophy of Science. Notre Dame/ London: University of
Notre Dame Press, 1980.
Hacking, Ian, Editor. Scientific
Revolutions. Oxford Readings in Philosophy. Oxford/ New
York: Oxford University Press, 1981.
A reader with excerpts from the principal protagonists representing major philosophical positions: Popper, Lakatos, Feyerabend, and Kuhn.
Hoyningen-Huene, Paul.
Reconstructing Scientific Revolutions: Thomas S. Kuhn's
Philosophy of Science. Translated by Alexander T.
Levine. Foreword by Thomas S. Kuhn.
Earlier version published as Die Wissenschaftsphilosophie
Thomas S. Kuhns: Rekonstruktion und Grundlagenprobleme,
1989. Chicago: The University of Chicago Press, 1993.
The author spent academic year 1984-1985 at M.I.T. with
Thomas Kuhn, discussing Kuhn's Structure of Scientific
Revolutions [SSR] and planning a definitive clarification
of what Kuhn said in that work. Undergraduate students do not
have to begin with this book to do a term paper on SSR, but
any serious, graduate level study must. Extensive
bibliography.
Lakatos, Imre, and Alan
Musgrave. Criticism and the Growth of
Knowledge. Proceedings of the International Colloquium in
the Philosophy of Science, London, 1965, Vol. 4. Cambridge:
At the University Press, 1970.
This colloquium brought papers from Kuhn and Lakatos, and good commentary from Feyerabend. Although superceded by later and more sophisticated evaluations of Kuhn's theory, it is an excellent starting point for students.
This page is by Horus Publications on the Internet